Temporary file

Results: 428



#Item
41Financial markets / Late-2000s financial crisis / Investment / Financial services / Investment Advisers Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial adviser / Broker-dealer / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3984; File No. S7[removed]RIN 3235-AL56 Temporary Rule Regarding Principal Trades With Certain Advisory Clients AGENCY: Securities and Exchange Commission.

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Source URL: www.sec.gov

Language: English - Date: 2014-12-17 17:30:15
42Financial markets / Financial services / Investment / 76th United States Congress / Investment Advisers Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial adviser / Broker-dealer / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3128; File No. S7[removed]RIN 3235-AJ96 Temporary Rule Regarding Principal Trades with Certain Advisory Clients AGENCY: Securities and Exchange Commission.

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Source URL: www.sec.gov.

Language: English - Date: 2010-12-28 11:47:15
43Financial services / 76th United States Congress / Investment Advisers Act / Investment / United States securities law / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial adviser / Securities regulation in the United States / Financial economics / Financial regulation / Finance

Corrected to conform to the Federal Register version SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3483; File No. S7[removed]RIN 3235-AJ96 Temporary Rule Regarding Principal Trades With Certain Advisory

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Source URL: www.sec.gov

Language: English - Date: 2012-11-07 16:31:18
44Financial markets / 76th United States Congress / Investment Advisers Act / Trade associations / Late-2000s financial crisis / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial adviser / Broker-dealer / Securities regulation in the United States / Financial economics / Finance / Financial system

CORRECTED TO CONFORM TO THE FEDERAL REGISTER VERSION SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 Release No. IA-3522; File No. S7[removed]RIN 3235-AL28 Temporary Rule Regarding Principal Trades With Certain Advisory

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Source URL: www.sec.gov.

Language: English - Date: 2012-12-27 10:18:56
45Nevada

PROPOSED TEMPORARY REGULATION OF THE DIRECTOR OF THE STATE DEPARTMENT OF AGRICULTURE LCB File No. T006-14 Notice of Workshop for Regulations of the Nevada Department of Agriculture January 13, 2015 The following informat

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Source URL: www.leg.state.nv.us

Language: English - Date: 2015-01-15 14:14:23
    46Sahara Avenue / United States / Nevada / United States Environmental Protection Agency / Internal Revenue Service

    PROPOSED TEMPORARY REGULATION OF THE LOCAL GOVERNMENT EMPLOYEE-MANAGEMENT RELATIONS BOARD LCB File No. T009-14 December 5, 2014 NOTICE OF INTENT TO ACT UPON A REGULATION Notice of Hearing for the Amendment of

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    Source URL: www.leg.state.nv.us

    Language: English - Date: 2014-12-10 13:08:17
    47Economics of regulation / Animal cruelty / Animal trapping / Trapping / Hunting / Nevada Department of Wildlife / Regulation / Animals in sport / Public administration / Animal rights / Fur trade / Administrative law

    PROPOSED TEMPORARY REGULATION OF THE BOARD OF WILDLIFE COMMISSIONERS LCB File No. T010-14 COMMISSION GENERAL REGULATION 455 NOTICE OF INTENT TO ACT UPON A REGULATION Notice of Hearing for the (Adoption/Amendment/Repeal)

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    Source URL: www.leg.state.nv.us

    Language: English - Date: 2015-01-05 13:16:57
    48Economics of regulation / Animal cruelty / Animal trapping / Trapping / Hunting / Nevada Department of Wildlife / Regulation / Animals in sport / Public administration / Animal rights / Fur trade / Administrative law

    PROPOSED TEMPORARY REGULATION OF THE BOARD OF WILDLIFE COMMISSIONERS LCB File No. T010-14 COMMISSION GENERAL REGULATION 455 NOTICE OF INTENT TO ACT UPON A REGULATION Notice of Hearing for the (Adoption/Amendment/Repeal)

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    Source URL: www.leg.state.nv.us

    Language: English - Date: 2015-01-05 13:16:57
    49Sahara Avenue / United States / Nevada / United States Environmental Protection Agency / Internal Revenue Service

    PROPOSED TEMPORARY REGULATION OF THE LOCAL GOVERNMENT EMPLOYEE-MANAGEMENT RELATIONS BOARD LCB File No. T009-14 December 5, 2014 NOTICE OF INTENT TO ACT UPON A REGULATION Notice of Hearing for the Amendment of

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    Source URL: www.leg.state.nv.us

    Language: English - Date: 2014-12-10 13:08:17
    50Complaint / Filing / Pleading / Law / Legal documents / Legal terms

    PROPOSED TEMPORARY REGULATION OF THE LOCAL GOVERNMENT EMPLOYEE-MANAGEMENT RELATIONS BOARD LCB File No. T009-14 Section 1. NAC[removed]is hereby amended to read as follows: [removed]Filing requirements. Except as otherwise

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    Source URL: www.leg.state.nv.us

    Language: English - Date: 2014-12-08 14:44:40
    UPDATE